Anti-FXa-IIa activity test in Asian and its potential role for drug adherence evaluation in patients with direct oral anticoagulants: a nationwide multi-center synchronization study
Original Article

Anti-FXa-IIa activity test in Asian and its potential role for drug adherence evaluation in patients with direct oral anticoagulants: a nationwide multi-center synchronization study

Zhiyan Liu1,2#, Qiufen Xie1#, Qian Xiang1,2, Hanxu Zhang1, Guangyan Mu1, Zinan Zhao3, Taotao Hu4, Tingting Wu5, Na Wang6, Jinhua Zhang5, Yan Qian6, Shuang Zhou1, Zining Wang1, Jie Jiang7, Yatong Zhang3, Hongtao Song4, Yimin Cui1,2

1Department of Pharmacy, Peking University First Hospital, Beijing, China;2School of Pharmaceutical Sciences, Peking University Health Science Center, Beijing, China;3Department of Pharmacy, Beijing Hospital, Beijing, China;4Department of Pharmacy, 900 Hospital of the Joint Logistics Team, Fuzhou, China;5Department of Pharmacy, Fujian Medical University Union Hospital, Fuzhou, China;6Department of Pharmacy, The Second Affiliated Hospital of Chongqing Medical University, Chongqing, China;7Department of Cardiology, Peking University First Hospital, Beijing, China

Contributions: (I) Conception and design: Y Cui, Q Xiang; (II) Administrative support: J Jiang, Y Zhang, H Song, J Zhang, Y Qian, Z Wang; (III) Provision of study materials or patients: Z Liu, Q Xie, Q Xiang, H Zhang, G Mu, Z Zhao, T Hu, T Wu, N Wang, S Zhou; (IV) Collection and assembly of data: Z Liu, Q Xie, Q Xiang, H Zhang, G Mu, Z Zhao, T Hu, T Wu, N Wang, S Zhou; (V) Data analysis and interpretation: Z Liu, Q Xie, H Zhang, Qian Xiang; (VI) Manuscript writing: All authors; (VII) Final approval of manuscript: All authors.

#These authors contributed equally to this work.

Correspondence to: Yimin Cui, MD, PhD. Department of Pharmacy, Peking University First Hospital, No. 6, Dahongluochang Street, Xicheng District, Beijing 100034, China. Email: cui.pharm@pkufh.com.

Background: The data of anti-FXa-IIa activity detection in Asian population is insufficient, and its potential role for drug adherence evaluation in patients with direct oral anticoagulants (DOACs) remains unclear. This study carried out multi-center anti-FXa-IIa activity detection in Asian, aiming to explore its applicability in Asian population and find its role in adherence evaluation.

Methods: We assessed patients’ self-reported adherence using the Morisky, Green, and Levine Adherence Scale (MGLS) from six hospitals. Plasma samples were collected for peak and trough concentration determination, and anti-FXa-IIa chromogenic assay was conducted using rivaroxaban/dabigatran calibrators and controls. Multivariate logistic regression models, covariate adjustment and spearman’s two-tailed test were conducted in the data analysis. This study had been registered in clinical trials (NCT03666962).

Results: In total, 271 patients taking rivaroxaban (n=149) or dabigatran (n=122) were enrolled. Among the 271 patients assessed by MGLS questionnaire, 188 persons (69.4%) showed high adherence, 77 persons (28.4%) was in intermediate adherence group, and only 6 patients (2.2%) had low adherence. Patients are more adherent dosed once daily of rivaroxaban compared to twice daily of dabigatran: 75.6% vs. 63.6%. Anti-FXa-IIa activity had good linear correlation with routine coagulation indexes (P<0.001), but no significant association was found between drug adherence and anti-FXa-IIa activity (P>0.05).

Conclusions: This study confirms that anti-FXa-IIa activity detection based on target drug calibrations can be used as an effective index for pharmacodynamic evaluation in Asian population, but had limited value in drug adherence evaluation for DOACs. As the limited samples, these findings could serve as a hypothesis-generating effort, and should be validated in further studies with larger sample sizes.

Keywords: Direct oral anticoagulants (DOACs); anti-FXa-IIa activity; drug adherence


Submitted Jun 13, 2020. Accepted for publication Sep 10, 2020.

doi: 10.21037/cdt-20-564


Introduction

Venous thromboembolism (VTE), and stroke in patients with atrial fibrillation remain a worldwide leading cause of morbidity and mortality (1). Anticoagulant therapy plays an important role in prevention and treatment of VTE, and prevention of stroke. The direct oral anticoagulants (DOACs), oral direct inhibitors of both thrombin and factor Xa are convenient for not requiring routine coagulation monitoring and are shown to be safe and effective for the primary and secondary preventions of stroke and systemic embolism (SE) in patients with non-valvular atrial fibrillation (NVAF) (2,3).

Although DOACs’ compliance is better than warfarin, there are still many individual differences in clinical application (4-6). DOACs have the characteristics of fast metabolism and short half-life, forgetting to take drugs after repeated administration will have great influence on its blood concentration (7-9). Drug adherence is defined as the patient chooses to appropriately follow prescriber’s recommendations concerning medication intake (10), of which importance as a pivotal issue in medical management had increased (11). Lots of phase III random clinical trials of DOACs reported discontinuation rates ranged from 18% to 35% (2,12). Lower adherence to dabigatran was found to be associated with higher risk of mortality and stroke [hazard ratio (HR) =1.07] (13).

Thus, tools to evaluate medication adherence in some specific situations are needed to ensure efficacy and safety in patients treated with DOACs (14). The proportion of days covered (PDC), the Morisky Medication Adherence Scale, and drug concentrations are available method to assess adherence (15-17). Adherence scales have the potential to explore these aspects of adherence, however, there is a great subjective bias in self-report, and the objective evaluation index is more reliable in clinical application. Anti-FXa-IIa activity presents a good correlation with drug concentration (r=0.98, P<0.001) (18), and is recommended for qualitative assessment of DOACs in the 2018 international council for standardization in hematology (ICSH) (19). However, its potential role for drug adherence evaluation in patients with DOACs remains unclear in China, and few hospitals conduct anti-FXa-IIa activity assay.

Stated thus, the data of anti-FXa-IIa activity detection in Asian population is insufficient, and its potential role for drug adherence evaluation in patients with DOACs remains unclear. This study carried out multi-center anti-FXa-IIa activity detection, aimed to explore its applicability in Asian population and find its role in adherence evaluation.

We present the following article in accordance with the MDAR reporting checklist (available at http://dx.doi.org/10.21037/cdt-20-564).


Methods

Population

We launched a nationwide multi-center synchronization study among six hospitals. Patients meeting the following inclusion criteria will be included in the study: (I) dabigatran or rivaroxaban was used for prevention of stroke and SE in adult patients with NVAF; (II) age >18 years old, unlimited for gender; (III) patients were conscious and able to understand and answer questions. Baseline data were recorded when patients were enrolled. The thromboembolic and bleeding risk for each patient was calculated using CHA2DS2-VASc and HAS-BLED score. Patients will be grouped according to the compliance assessment results. The screening flow chart of the study population is shown in Figure 1.

Figure 1 The screening flow chart of the study population.

The research was conducted in adherence with the Declaration of Helsinki (64th WMA General Assembly, Fortaleza, Brazil, October 2013), and the Harmonized Tripartite Guideline for Good Clinical Practice from the International Conference on Harmonization. The multicenter study protocol was reviewed and approved by the Ethical Review Board of the Peking University First Hospital {approval number 2018[136]}, and was registered in clinical trials (NCT03666962). All patients enrolled gave their written informed consent prior to participation in the study.

Drug adherence assessment

The Morisky, Green, and Levine Adherence Scale (MGLS) was used to evaluate the medication adherence of dabigatran and rivaroxaban. Details of the MGLS questionnaire are given in Table S1. In MGLS scale, scores ranged from 0 to 4 and each of the four items was in a (yes/no) format. One point was scored for each positive response and zero points were given for a “no” answer. Thus, the lower the score, the higher adherence. Patients’ adherence can be divided into three groups: a score of 0 indicated high adherence; a score of 1 or 2 illustrated intermediate adherence; and a score of 3 or 4 indicated low adherence (20).

Table S1
Table S1 Details of the Morisky, Green, and Levine Adherence Scale (MGLS) questionnaire
Full table

Plasma sample collection and detection

Plasma samples were collected for determination of peak and trough concentration. A plasma sample obtained >10 h after the previous dabigatran dose or >22 h after the previous rivaroxaban dose was considered for trough concentration. In this study, blood samples collected within average 2.19 h after dabigatran dose or 3.06 h after rivaroxaban dose intake were considered for peak concentration.

The anti-FXa-IIa chromogenic assay used rivaroxaban or dabigatran calibrators and controls (BIOPHEN Rivaroxaban/Dabigatran® Calibrator and Control, HYPHEN BioMed, Neuville sur Oise, France). All coagulation assays and dedicated tests based on anti-FXa-IIa activity were performed using the Sysmex® CS-2100i (Sysmex, Kobe, Japan) instrument with a validated application. Coagulation monitoring indexes, including activated partial thromboplastin time (APTT), prothrombin time (PT) were also detected for patients involved.

Statistical analysis

Statistical analyses were performed using the SPSS software, version 22.0 (SPSS Inc., Chicago, IL, USA). Numbers are presented as mean ± standard deviation (SD) for continuous variables and as percentage for categorical variables in the tables. Associations between adherence groups and baseline patient characteristics were assessed using multivariate logistic regression models in the dabigatran and rivaroxaban sub-cohorts. Correlation between anti-FXa-IIa activity and medication adherence was tested by Spearman’s two-tailed test. Covariate adjustment of dosage and baseline was conducted using binary logistic analysis. Different doses were divided into groups, and logistics analysis was conducted in the form of covariates. The P value of 0.05 was considered significant in the study.


Results

Demographic characteristics

In total, 271 patients taking rivaroxaban (n=149) or dabigatran (n=122) were enrolled in the study. According to the scores of MGLS, patients were divided into three groups: high, intermediate and low adherence group. Baseline demographics and clinical characteristics of the study population are provided in Table 1. The total population average age was 69.1±10.9 years old, body mass index (BMI) was 25.60±3.76 kg/m2, and the CHA2DS2-VASc scores/HAS-BLED scores are 3.50±1.68, 1.97±1.06 respectively. Associations between adherence groups and baseline patient characteristics were assessed using multivariate logistic regression models in the dabigatran and rivaroxaban sub-cohorts (Table S2). All patients had taken dabigatran or rivaroxaban for at least 1 month before initiation of the study. Blood was collected from patients receiving dabigatran 110 mg twice daily or rivaroxaban 20 or 15 mg once daily, and mean treatment duration was 10.10±8.48 months in the study.

Table 1
Table 1 Baseline demographics and clinical characteristics of the study population
Full table
Table S2
Table S2 Baseline demographics and clinical characteristics of population
Full table

Adherence assessment results

Among the 271 patients assessed, 188 persons (69.4%) showed high adherence, 77 persons (28.4%) was in intermediate adherence group, and only 6 patients (2.2%) had low adherence. Patients were more adherent dosed once daily compared to twice daily: high adherence of patients with rivaroxaban once daily dosing accounted for 75.6%, with only 63.6% was found in dabigatran twice daily regimen (P=0.005). No low adherence patients were found in rivaroxaban once daily dosing regimen.

Anti-FXa-IIa activity result

Association between anti-FXa-IIa activity and coagulation indexes in peak and trough concentration was explored. In this study, APTT and PT are the main coagulation indicators, because TT is easy to exceed the detection limit. APTT and PT had good correlation with anti-FXa-IIa activity (P<0.001, Table 2), indicating that anti-FXa-IIa activity can be an effect indexes of drug assessment.

Table 2
Table 2 Association between anti-FXa-IIa activities and anticoagulation indexes in peak and trough concentration
Full table

Anti-FXa-IIa activity among different adherence groups in peak and trough concentration are summarized in Table 3. For rivaroxaban users, anti-FXa peak activities of 107 patients with good adherence was 269.10±12.20 ng/mL, while intermediate adherence was 244.00±19.60 ng/mL. The anti-FXa trough activities in rivaroxaban patients were similar: 46.50±3.99 vs. 45.20±5.74 ng/mL for high and intermediate adherence group. Dabigatran patients in the low adherence group had abnormal anti-FIIa trough activities (70.10±33.70 vs. 66.60±10.00 ng/mL, higher than intermediate group patients), which might own to limited samples and greatly changed data. However, no significant association was found between drug adherence and anti-FXa-IIa peak and trough activities (P>0.05, Table 3).

Table 3
Table 3 Anti-FXa-IIa activities among different adherence groups in peak and trough concentration
Full table

In the baseline comparison, CHA2DS2-VASc and HAS-BLED scores were found significantly different among different adherence groups in dabigatran patients. Thus, covariate adjustment of baseline and dosage was conducted using binary logistic analysis. No significant association was found between anti-FIIa peak/trough activities and drug adherence after adjustment (P=0.718, 0.962, Table 4). After dose adjustment, anti-FXa activity of high adherence and intermediate groups were 269.10±12.10 vs. 244.10±20.60 ng/mL in peak concentration, and 46.10±3.80 vs. 46.50±6.98 ng/mL in trough concentration, without significant statistical difference found (P=0.576 and 0.250, Table 4).

Table 4
Table 4 Anti-FX/IIa activities among different adherence groups after adjustment in peak and trough concentration
Full table

Discussion

Main findings

This study confirms that anti-FXa-IIa activity detection based on target drug calibrations can be used as an effective index for pharmacodynamic evaluation in Asian population, at the same time, as an objective index, it is a good supplement to the compliance evaluation.

Adherence on DOACs

The absence of a need for routine plasma level monitoring means that DOACs patients are likely to be less frequently seen for follow-up compared with vitamin K antagonist patients. In our survey, most patients thought themselves had high adherence (86.3%). However, only 69.4% person showed high adherence among the 271 patients assessed by MGLS questionnaire, suggesting that authenticity of self-reported still needs to be verified. Available real-world data suggested adherence to DOACs ranged from 43% to 88% depending on the setting and definition (21-28), as are summarized in Table 5. Emren et al. [2018] (21) found that non-adherence had related to stroke (5.6% vs. 2.5%, P<0.001) and minor (21.2% vs. 11.1%, P<0.001) and major (6.1% vs. 3.7%, P=0.004) bleeding rates than adherences. Patient education on the need for oral anticoagulation therapy and the importance of strict adherence is still important (29-31).

Table 5
Table 5 Available real-world data that suggested patients’ adherence to DOACs
Full table

DOACs monitor

Many technological aids and approaches are employed to enhance adherence: a patient anticoagulation card, group sessions, the day-marked blister pack format; medication boxes (conventional or with electronic verification of intake); smartphone applications with reminders and/or SMS messages to alert the patient about the next intake some even requiring confirmation that the dose has been taken (32). Each method with specific advantages and limitations, as was described by Vrijens et al. (33). As most patients treated with DOAC were elderly persons (69.1±10.9 years old), they were not good at using electronic devices to remind themselves. Elders tend to forget things easily, thus adherence becomes hard to guarantee. In this case, effective methods of assessing adherence are very important for drug treatment and disease management.

Anti-FXa-IIa activity has good linear correlation with routine coagulation indexes (P<0.001), indicating that anti-FXa-IIa activity can be employed for the rapid assessment (only 5 min) of dabigatran or rivaroxaban’s anticoagulant activity in Asian population. For dabigatran users, the mean peak anti-FXa-IIa activity was 154.8±10.9 ng/mL in the study. Moreover, inter-laboratory coefficient of variations and biases were found below 18% and 8% for dabigatran/rivaroxaban calibrated assays (Hyphen-Biomed) in 30 hemostasis laboratories (34), thus, this result can also be used as a reference for different laboratory tests in Asian area. Rapid and accurate laboratory assessment of drug exposure and anticoagulant effect may help clinicians in emergencies as well as in special situations (35,36). For patients with multiple factors that interfere with the pharmacokinetics of a given DOAC (e.g., uncontrolled cancer patients receiving therapy for malignancies), anti-FXa-IIa activity assay could be to verify that plasma levels are within the “on treatment” range, considered the different “on therapy” range for samples taken at peak or at trough levels (37).

Clinical consideration

Adherence scales have the potential to explore these aspects of adherence, however, there is a great subjective bias in self-report, and the objective evaluation index is more reliable in clinical application. Anti-FXa-IIa activity presents a good correlation with drug concentration, and is recommended for qualitative assessment of DOACs in the 2019 ICSH. As a hypothesis-generating effort, this study suggested that anti-FXa-IIa activity detection had limited value in drug adherence evaluation for DOACs with the limited samples. However, as an objective index, anti-FXa-IIa activity detection can be a good supplement to the compliance evaluation.

Strengths and limitations

As a preliminary exploration, we included 271 patients using DOACs to carry out multi-center anti-FXa-IIa activity detection, aimed to explore its applicability in Asian population and find its role in adherence evaluation.

There are several limitations in the study. (I) Owing to the inclusion criteria and exclusion criteria of the study in hospital, the number of enrolled patients was limited. (II) The study only carried out a blood sample collection and detection of patients after medication. (III) Other recommended indexes of laboratory monitoring, such as diluted thrombin time (dTT), ecarin clotting time (ECT) for dabigatran et al., were not including in this study.


Conclusions

This study confirms that anti-FXa-IIa activity detection based on target drug calibrations can be used as an effective index for pharmacodynamic evaluation in Asian population, but had limited value in drug adherence evaluation for DOACs. As the limited samples, these findings could serve as a hypothesis-generating effort, and should be validated in further studies with larger sample sizes.


Acknowledgments

Funding: This study was supported by grants from the National Key R&D Program of China (No. 2016YFC0904900), National Natural Science Foundation of China (No. 81872940 and No. 81973395), Beijing Natural Science Foundation (No. 7171012), and National Science and Technology Major Projects for “Major New Drugs Innovation and Development” (No. 2017ZX09304028 and No. 2018ZX09201014).


Footnote

Reporting Checklist: The authors have completed the MDAR reporting checklist. Available at http://dx.doi.org/10.21037/cdt-20-564

Data Sharing Statement: Available at http://dx.doi.org/10.21037/cdt-20-564

Conflicts of Interest: All authors have completed the ICMJE uniform disclosure form (available at http://dx.doi.org/10.21037/cdt-20-564). The authors have no conflicts of interest to declare.

Ethical Statement: The authors are accountable for all aspects of the work in ensuring that questions related to the accuracy or integrity of any part of the work are appropriately investigated and resolved. The research was conducted in adherence with the Declaration of Helsinki (64th WMA General Assembly, Fortaleza, Brazil, October 2013), and the Harmonized Tripartite Guideline for Good Clinical Practice from the International Conference on Harmonization. The multicenter study protocol was reviewed and approved by the Ethical Review Board of the Peking University First Hospital {approval number 2018[136]}, and was registered in clinical trials (NCT03666962). All patients enrolled gave their written informed consent prior to participation in the study.

Open Access Statement: This is an Open Access article distributed in accordance with the Creative Commons Attribution-NonCommercial-NoDerivs 4.0 International License (CC BY-NC-ND 4.0), which permits the non-commercial replication and distribution of the article with the strict proviso that no changes or edits are made and the original work is properly cited (including links to both the formal publication through the relevant DOI and the license). See: https://creativecommons.org/licenses/by-nc-nd/4.0/.


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Cite this article as: Liu Z, Xie Q, Xiang Q, Zhang H, Mu G, Zhao Z, Hu T, Wu T, Wang N, Zhang J, Qian Y, Zhou S, Wang Z, Jiang J, Zhang Y, Song H, Cui Y. Anti-FXa-IIa activity test in Asian and its potential role for drug adherence evaluation in patients with direct oral anticoagulants: a nationwide multi-center synchronization study. Cardiovasc Diagn Ther 2020;10(5):1293-1302. doi: 10.21037/cdt-20-564

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